成人精品视频在线观看完整版,国产欧美日韩一区二区三区在线,精品日产一区二区

 

 

 

 

 

Page 47 - 期貨和衍生品行業監管動態(2024年8月刊)
P. 47

期貨和衍生品行業監管動態




                   Limited (FXTB) £276,100 for failing to treat its customers fairly, and for providing

                   investment advice without being authorised to do so.


                        CFDs are complex leveraged financial products used to speculate on the

                   movement in prices on a wide range of assets. As a result, they carry a considerable

                   risk of substantial losses.


                        FXTB pressured customers to put their money at risk through CFD trading, even

                   encouraging them to borrow money from friends or family in some cases.


                        Compounding these failings, FXTB frequently provided its customers with

                   investment advice, despite not being authorised to do so.


                        FXTB’s customers were inexperienced in trading and did not always understand

                   the risks associated with CFDs, which were also not fully explained to them. FXTB

                   also enabled customers to become ‘Professional Clients’ by encouraging them to

                   provide false information. This meant these consumers lost the protections that as

                   ‘retail clients’ they would have had.


                        The FCA required FXTB to stop providing services to UK consumers on 12

                   April 2021. No business in the UK has been conducted by FXTB since this date.


                   From 10 October 2023, FXTB no longer held any FCA permissions.


                        Therese Chambers, joint Executive Director of Enforcement and Market

                   Oversight at the FCA said:


                        ‘FXTB’s misconduct was particularly egregious since it relied on the exploitation

                   of customers who, because of their inexperience, were particularly vulnerable. By

                   intervening early in April 2021, we helped prevent further consumer losses.’


                        The FCA would have imposed a fine of £1.215m, however FXTB demonstrated

                   that this would cause it serious financial hardship.


                   https://www.fca.org.uk/news/press-releases/fca-fines-fxtb-unfair-customer-treatment-




                                                             34
   42   43   44   45   46   47   48   49   50   51   52

 

 

 

 

 

<th id="iv711"></th>
    • <strike id="iv711"><progress id="iv711"></progress></strike>

      1. 主站蜘蛛池模板: 伊宁市| 临汾市| 耒阳市| 奎屯市| 筠连县| 宁明县| 屏边| 禹城市| 新闻| 宜春市| 涡阳县| 新余市| 岳西县| 怀仁县| 东丰县| 肃北| 金湖县| 育儿| 临颍县| 北辰区| 乐至县| 陆川县| 乐都县| 江口县| 玛曲县| 循化| 利辛县| 页游| 墨江| 德昌县| 陕西省| 长白| 玛沁县| 枝江市| 天台县| 江油市| 巴里| 红原县| 辰溪县| 嵩明县| 库尔勒市|