Page 9 - 期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)（2024年8月刊）
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期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)
FCA Fines FXTB for Unfair Customer Treatment Practices (2024/8/14)................33
境外資訊——新加坡...............................................................................................................36
17. 新加坡金融管理局關(guān)于全球 IT 故障對(duì)金融機(jī)構(gòu)影響的問詢的書面答復(fù)（2024
年 8 月 6 日）..........................................................................................................................36
Written Reply to Parliamentary Question on the Impact of Global IT Outage on
Financial Institutions (2024/8/6)...........................................................................................36
境外資訊——中國(guó)香港...........................................................................................................39
18. 香港證監(jiān)會(huì)《季度報(bào)告》：香港市場(chǎng)喜見廣泛增長(zhǎng)，加強(qiáng)合作關(guān)系，并取得監(jiān)
管進(jìn)展（2024 年 8 月 22 日）.............................................................................................. 39
Hong Kong Sees a Quarter of Broad Market Growth, Firmer Ties and Regulatory
Progress: SFC’s Quarterly Report (2024/8/22)...................................................................40
境內(nèi)資訊...................................................................................................................................42
? 金融監(jiān)管機(jī)構(gòu) Financial Regulatory Authority.............................................................42
1. 中國(guó)證監(jiān)會(huì)同意雞蛋、玉米淀粉、生豬期權(quán)注冊(cè)（2024 年 8 月 2 日）...........42
China Securities Regulatory Commission Agrees to Register Egg, Corn Starch and
Live Hog Options (2024/8/2)................................................................................................. 42
2. 中國(guó)證監(jiān)會(huì)同意瓶片期貨注冊(cè)（2024 年 8 月 16 日）.........................................42
China Securities Regulatory Commission Agrees to Register Bottle Flake Futures
(2024/8/16)...............................................................................................................................42
3. 始終堅(jiān)持“長(zhǎng)牙帶刺”，一以貫之嚴(yán)監(jiān)嚴(yán)管——2024 年上半年中國(guó)證監(jiān)會(huì)行政執(zhí)
法情況綜述（2024 年 8 月 16 日）...................................................................................... 43
China Securities Regulatory Commission Releases Enforcement Results for the
First Half of 2024 (2024/8/16)................................................................................................43
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