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期貨和衍生品行業監管動態
delegation of investment management functions of recognised Hong Kong funds to
overseas asset management companies within the same group. Based on the principle
of reciprocity, the SFC will also relax the relevant restrictions on recognised Mainland
funds accordingly.
Enhancing the MRF scheme is one of the five measures announced earlier by the
CSRC on the Mainland’s capital market cooperation with Hong Kong. “This would
address a longstanding wish of asset managers in Hong Kong for the scheme to be
more flexible and to provide more diversified product choices to Mainland investors
as well as injecting new impetus into the continuous development of the MRF
scheme,” said the SFC’s Chief Executive Officer, Ms Julia Leung.
The SFC will continue to work closely with the CSRC to formulate and
implement the measures. Details and the launch date of the enhancements will be
announced in due course.
https://apps.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?
refNo=24PR104
18. 香港證券及期貨業務監察委員會禁止夏寶均重新進入業界 12 個月（2024 年
6 月 17 日）
香港證券及期貨事務監察委員會（SFC）禁止博領資產管理有限公司（博領
資產）前持牌代表夏寶均（男）重新進入業界，時長 12 個月，由 2024 年 6 月
14 日起至 2025 年 6 月 13 日止。
SFC 經調查后采取上述紀律處分。調查發現，夏在關鍵時間擔任博領資產董
事，并在 2021 年 6 月對兩份累計認購期權合約的原始產品資料概要上有關行權
價或到期日的資料進行修改，從而制作了兩份虛假文件。他繼而將這兩份虛假產
品資料概要發送給博領資產的一名客戶，從而就他為該客戶的帳戶買入累計認購
44
