Page 6 - 期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)（2024年5月）
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期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)
13. “金融影響者”被指控推廣未經(jīng)授權(quán)交易計(jì)劃（2024 年 5 月 16 日）............... 29
‘Finfluencers’ Charged for Promoting Unauthorised Trading Scheme (2024/5/16)..
..........................................................................................................................................30
境外資訊——新加坡...............................................................................................................31
14. 日本與新加坡續(xù)簽雙邊互換協(xié)議（2024 年 5 月 21 日）...................................31
Renewal of Bilateral Swap Arrangement between Japan and Singapore (2024/5/21)
..................................................................................................................................................31
境外資訊——中國(guó)香港...........................................................................................................33
15. 中國(guó)人民銀行、香港證券及期貨事務(wù)監(jiān)察委員會(huì)、香港金融管理局聯(lián)合新聞
稿——優(yōu)化“互換通”機(jī)制安排促進(jìn)中國(guó)金融市場(chǎng)高水平對(duì)外開(kāi)放（2024 年 5 月 13 日）
..................................................................................................................................................33
Joint Press Release of the PBOC, the SFC and the HKMA on Swap Connect
Enhancements to Advance High-quality Opening-up of China’s Financial Markets
(2024/5/13)...............................................................................................................................34
境內(nèi)資訊...................................................................................................................................36
? 金融監(jiān)管機(jī)構(gòu) Financial Regulatory Authority............................................................. 36
1. “長(zhǎng)牙帶刺”“嚴(yán)監(jiān)嚴(yán)管”證監(jiān)會(huì)持續(xù)加大證券期貨違法行為打擊力度——中國(guó)證
監(jiān)會(huì) 2023 年執(zhí)法情況綜述（2024 年 5 月 15 日）............................................................36
“Tough and Stringent” Enforcement: CSRC Continues to Strengthen Crackdown
on Securities and Futures Violations——Summary of the China Securities Regulatory
Commission’s Enforcement in 2023 (2024/5/15).................................................................36
2. 中國(guó)證監(jiān)會(huì)關(guān)于完善證券期貨糾紛多元化解機(jī)制 深入推進(jìn)訴源治理的工作方
案（2024 年 5 月 15 日）...................................................................................................... 37
Work Plan of China Securities Regulatory Commission on Improving the
Diversified Resolution Mechanism of Securities and Futures Disputes and Further
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