Page 19 - 期貨和衍生品行業監管動態(2024年7月刊)
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期貨和衍生品行業監管動態
境外資訊——美國
2. 美國商品期貨交易委員會同意 ForecastEx,LLC 注冊為衍生品清算機構并
指定其為指定合約市場(2024 年 6 月 25 日)
美國商品期貨交易委員會(CFTC)宣布,依據《美國商品交易法》(CEA)
向 ForecastEx 簽發衍生品清算機構(DCO)注冊令并指定其為指定合約市場
(DCM)。
CFTC 根據 CEA 第 5b 節和第 5a 節的規定,同意 ForecastEx 注冊為衍生品
清算機構并指定其為指定合約市場。ForecastEx 是一家在特拉華州注冊的有限責
任公司,其總部位于伊利諾伊州芝加哥市。
CFTC 認為,ForecastEx 已證明其能夠遵守適用于衍生品清算機構和指定合
約市場的 CEA 規定和 CFTC 聯邦法規。除此之外,ForecastEx 還將遵守 CEA 的
所有條款以及分別適用于衍生品清算機構和指定合約市場的 CFTC 聯邦法規的
規定。
CFTC Grants ForecastEx, LLC DCO Registration and DCM Designation
(2024/6/25)
The Commodity Futures Trading Commission today announced it has issued
ForecastEx, LLC an Order of Registration as a derivatives clearing organization
(DCO) and (DCM) under the Commodity Exchange Act (CEA).
DCO registration was granted under Section 5b of the CEA. DCM designation
was granted under Section 5a of the CEA. ForecastEx is a limited liability company
registered in Delaware and headquartered in Chicago, Illinois.
The CFTC determined ForecastEx demonstrated its ability to comply with the
CEA provisions and CFTC regulations applicable to DCOs and DCMs. The terms and
conditions of the DCO and DCM orders require, among other things, that ForecastEx
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