Page 13 - 期貨和衍生品行業監管動態（2024年5月）

期貨和衍生品行業監管動態

最終規則將在《聯邦公報》上發表后 60 天生效。報告公司必須在其發表后

兩年內遵守該最終規則。

CFTC Approves Final Rules on Large Trader Reporting for Futures and Options

(2024/4/30)

The Commodity Futures Trading Commission today announced approval of final

rules to amend its large trading reporting regulations for futures and options. These

regulations require futures commission merchants, clearing members, foreign brokers,

and certain reporting markets (reporting firms) to report to the Commission position

information for the largest futures and options traders.

The final rules replace the data elements currently enumerated in the CFTC’s

regulations with an appendix specifying applicable data elements. The final rules also

provide for the publication of a separate Part 17 Guidebook specifying the form and

manner for reporting. In addition, the final rules remove the outdated 80-character

data submission standard in the CFTC’s regulations. That standard will be replaced by

a FIXML standard, as set out in the Part 17 Guidebook.

“These amendments will modernize the CFTC’s large trader position reporting

and align it with other reporting structures set out in the CFTC’s regulations,” said

Vince McGonagle, Director of the Division of Market Oversight.

The final rules are effective 60 days after publication in the Federal Register.

Reporting firms must comply with the final rules two years after publication in the

Federal Register.

https://www.cftc.gov/PressRoom/PressReleases/8902-24

3. 美國商品期貨交易委員會發布關于事件合約的草案（2024 年 5 月 10 日）

該草案將涉及政治競選的事件合約定義為賭博

3