Page 8 - 期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)(2024年6月刊)
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期貨和衍生品行業(yè)監(jiān)管動(dòng)態(tài)
年 6 月 14 日)........................................................................................................................28
ESMA in 2023 - Focus on Investor Protection, Risk Monitoring and Supervision
(2024/6/14)...............................................................................................................................30
境外資訊——英國(guó)................................................................................................................33
13. 英國(guó)金融行為監(jiān)管局因賭博風(fēng)險(xiǎn)繼續(xù)審查交易應(yīng)用程序(2024 年 6 月 20 日)
..................................................................................................................................................33
FCA Keeps Trading Apps Under Review Over Gaming Concerns (2024/6/20)....33
境外資訊——新加坡............................................................................................................35
14. 新加坡金融管理局將《公平交易準(zhǔn)則》的適用范圍擴(kuò)大到所有金融機(jī)構(gòu)以及
所有金融產(chǎn)品和服務(wù)(2024 年 5 月 30 日)...................................................................... 35
MAS Expands Application of Fair Dealing Guidelines to All Financial Institutions
and All Products and Services (2024/5/30)..........................................................................36
15. 新加坡和柬埔寨之間啟動(dòng)金融透明度走廊(FTC)倡議(2024 年 6 月 18 日)
..................................................................................................................................................37
The Start of Financial Transparency Corridor (FTC) Initiative between
Singapore and Cambodia (2024/6/18)..................................................................................38
境外資訊——中國(guó)香港........................................................................................................41
16. 香港證券及期貨事務(wù)監(jiān)察委員會(huì)在加拿大英屬哥倫比亞省與英屬哥倫比亞證
監(jiān)會(huì)合作取得針對(duì)梁鳳儀的多項(xiàng)保全令(2024 年 6 月 5 日)........................................41
SFC Cooperates with BCSC in Obtaining Preservation Orders Against Leung
Anita Fung Yee Maria in British Columbia, Canada (2024/6/5)...................................... 41
17. 香港證券及期貨事務(wù)監(jiān)察委員會(huì)對(duì)推進(jìn)優(yōu)化內(nèi)地與香港基金互認(rèn)計(jì)劃表示歡
迎(2024 年 6 月 14 日).......................................................................................................43
SFC Welcomes Progress on Implementation of Mainland-Hong Kong Mutual
3