Page 44 - 期貨和衍生品行業監管動態（2024年6月刊）
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期貨和衍生品行業監管動態
? 通過關于漂綠風險和監管的進展報告評估漂綠，與歐盟銀行業管理局和
歐盟保險和職業養老金管理局協商確定漂綠的定義，識別整個可持續投
資價值鏈中的重大風險，并概述初步的補救措施。
這些成就反映了 ESMA 在應對不斷變化的金融格局，確保有效監管和保護
歐盟投資者方面的承諾。
ESMA in 2023 - Focus on Investor Protection, Risk Monitoring and Supervision
(2024/6/14)
The European Securities and Markets Authority (ESMA), the EU’s financial
markets regulator and supervisor, has published its Annual Report for 2023. It sets out
the key achievements of the authority in the first year of implementing its new 5-year
strategy, delivering on the mission of enhancing investor protection and promoting
stable and orderly financial markets in the European Union (EU).
Verena Ross, Chair of ESMA, said:
“Retail investors are at the core of our strategy through the key role they play in
financial markets. In 2023 we saw for the first time that the average cost of investing
in certain funds had declined year on year, but there are still significant differences
across the Union. We continued our mission to protect investors, including through a
mystery shopping exercise on costs and charges under MiFID and targeted warnings
about the risks of crypto assets.
As geopolitical tensions and macro-economic developments continued to impact
European financial markets in 2023, vigilance and proactive measures by supervisory
authorities remained fundamental. ESMA was again at the forefront of coordinating
the actions and sharing information between national supervisors in the EU, ensuring
common approaches to any crisis responses.
I would like to thank my colleagues in the ESMA Board of Supervisors and
Management Board for their continued support.”
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