Page 41 - 期貨和衍生品行業監管動態（2024年7月刊）
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期貨和衍生品行業監管動態
及歐洲經濟區內的跨境投資服務。
下一步
ESMA 將于 2025 年進行下一次有關數據的收集。
ESMA Publishes 2023 Data on Cross-border Investment Activity of Firms
(2024/7/15)
The European Securities and Markets Authority (ESMA), the EU’s financial
markets regulator and supervisor, together with the National Competent Authorities
(NCAs), completed an analysis of the cross-border provision of investment services
during 2023.
The data sets were collected from investment firms across 30 jurisdictions in the
EU/EEA.
The main findings include:
? A total of around 386 firms provided services to retail clients on a
cross-border basis in 2023;
? Approximately 8 million clients in the EU/EEA received investment services
from firms located in other EU/EEA Member States in 2023;
? Cyprus is the primary location for firms providing cross-border investment
services in the EU/EEA, accounting for 20% of the total firms passporting
investment services. Luxembourg and Germany follow with 15% and 14%
of all firms, respectively; and
? Germany, France, Spain, and Italy are the most significant destinations (in
terms of number of retail clients) for investment firms providing
cross-border services in other Member States.
The insights gained from the analysis will allow ESMA and the NCAs to better
understand and monitor cross-border investment services provided by firms in the
25
