Page 36 - 期貨和衍生品行業監管動態（2024年7月刊）
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期貨和衍生品行業監管動態
position regarding swap data reporting and recordkeeping regulations in response to a
request from ForecastEx LLC, a designated contract market and derivatives clearing
organization.
The divisions will not recommend the Commission initiate an enforcement
action against ForecastEx or its participants for certain swap-related recordkeeping
requirements and for failure to report data associated with binary option transactions
executed on or subject to the rules of ForecastEx to swap data repositories.
The no-action letter applies only in narrow circumstances, and is comparable to
no-action letters issued for other similarly-situated designated contract markets and
derivatives clearing organizations.
https://www.cftc.gov/PressRoom/PressReleases/8933-24
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